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Crises of infants and preschoolers: trust, autonomy, and initiative

Almost from the day they are born, infants face a crisis (in Erikson’s sense) about trust and mistrust. They are happiest if they can eat, sleep, and excrete according to their own physiological schedules, regardless of whether their schedules are convenient for the caregiver (often the mother). Unfortunately, though, a young infant is in no position to control or influence a mother’s care giving or scheduling needs; so the baby faces a dilemma about how much to trust or mistrust the mother’s helpfulness. It is as if the baby asks, “If I demand food (or sleep or a clean diaper) now, will my mother actually be able to help me meet this need?” Hopefully, between the two of them, mother and child resolve this choice in favor of the baby's trust: the mother proves herself at least “good enough” in her attentiveness, and the baby risks trusting mother's motivation and skill at care giving.

Almost as soon as this crisis is resolved, however, a new one develops over the issue of autonomy and shame . The child (who is now a toddler) may now trust his or her caregiver (mother), but the very trust contributes to a desire to assert autonomy by taking care of basic personal needs, such as feeding, toileting, or dressing. Given the child’s lack of experience in these activities, however, self-care is risky at first—the toddler may feed (or toilet or dress) clumsily and ineffectively. The child’s caregiver, for her part, risks overprotecting the child and criticizing his early efforts unnecessarily and thus causing the child to feel shame for even trying. Hopefully, as with the earlier crisis of trust, the new crisis gets resolved in favor of autonomy through the combined efforts of the child to exercise autonomy and of the caregiver to support the child’s efforts.

Eventually, about the time a child is of preschool age, the autonomy exercised during the previous period becomes more elaborate, extended, and focused on objects and people other than the child and basic physical needs. The child at a day care center may now undertake, for example, to build the “biggest city in the world” out of all available unit blocks—even if other children want some of the blocks for themselves. The child’s projects and desires create a new crisis of initiative and guilt , because the child soon realizes that acting on impulses or desires can sometimes have negative effects on others—more blocks for the child may mean fewer for someone else. As with the crisis over autonomy, caregivers have to support the child’s initiatives where possible, but also not make the child feel guilty just for desiring to have or to do something that affects others' welfare. By limiting behavior where necessary but not limiting internal feelings, the child can develop a lasting ability to take initiative. Expressed in Erikson’s terms, the crisis is then resolved in favor of initiative.

Even though only the last of these three crises overlaps with the school years, all three relate to issues faced by students of any age, and even by their teachers. A child or youth who is fundamentally mistrustful, for example, has a serious problem in coping with school life. If you are a student, it is essential for your long-term survival to believe that teachers and school officials have your best interests at heart, and that they are not imposing assignments or making rules, for example, “just for the heck of it.” Even though students are not infants any more, teachers function like Erikson’s caregiving parents in that they need to prove worthy of students’ trust through their initial flexibility and attentiveness.

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Source:  OpenStax, Educational psychology. OpenStax CNX. May 11, 2011 Download for free at http://cnx.org/content/col11302/1.2
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